Form 4/A for ANNX Annexon, Inc.
Accepted 2024-01-23 00:00:00 ET · period of report 2023-07-11 · accession 0001209191-24-002080 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MA | 2024-01-23 | 2023-07-11+ | ANNX | Yednock Ted | EVP, Chief Innovation Off | S - Sale+OE | $4.49 | -22.1K | 37.9K | -37% | -$99.0K |
| MA | 2024-01-23 | 2023-12-27 | ANNX | Yednock Ted | EVP, Chief Innovation Off | M - OptEx | $1.63 | +21.0K | 48.5K | +76% | +$34.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-27 | S | D | 21,000 | $4.52 | 37,885 | D | — | — | (F3) This transaction was executed in multiple trades in prices ranging from $3.72 to $3.90, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. (F6) Column 5 is being amended to reflect the correct amount of securities beneficially owned following reported transaction. (F4) Includes 33,559 restricted stock units. |
| 2 | Common | Common Stock | 2023-12-27 | M | A | 10,385 | $1.85 | 58,885 | D | — | — | (F6) Column 5 is being amended to reflect the correct amount of securities beneficially owned following reported transaction. (F4) Includes 33,559 restricted stock units. |
| 3 | Common | Common Stock | 2023-12-27 | M | A | 10,615 | $1.41 | 48,500 | D | — | — | (F6) Column 5 is being amended to reflect the correct amount of securities beneficially owned following reported transaction. (F4) Includes 33,559 restricted stock units. |
| 4 | Common | Common Stock | 2023-07-11 | S | D | 1,057 | $3.84 | 37,885 | D | — | — | (F1) Late reporting of transaction being made as a result of an administrative oversight. (F3) This transaction was executed in multiple trades in prices ranging from $3.72 to $3.90, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. (F4) Includes 33,559 restricted stock units. |