Form 4 for OSS ONE STOP SYSTEMS, INC.
Accepted 2024-01-30 00:00:00 ET · period of report 2024-01-29 · accession 0001209191-24-002394 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-01-30 | 2024-01-29 | OSS | Ison James | CPO | M - OptEx | $1.08 | +7,222 | 169.7K | +4% | +$7,800 |
| D | 2024-01-30 | 2024-01-29 | OSS | Ison James | CPO | M - OptEx | $0.00 | -7,222 | 16.8K | -30% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-29 | M | A | 7,222 | $1.08 | 169,660 | I By Trust | — | — | (F1) These shares are owned directly by James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust. |
| 2 | Derivative | Employee Stock Option (right to buy) | 2024-01-29 | M | D | 7,222 | $0.00 | 16,769 | D | $1.08 · — to 2026-04-01 | 7,222 Common Stock | (F3) The option is fully vested. |