Form 4 for GD General Dynamics
Accepted 2024-01-30 00:00:00 ET · period of report 2024-01-26 · accession 0001209191-24-002407 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-30 | 2024-01-26 | GD | Roualet Mark C. | EVP | S - Sale+OE | $264.75 | -73.3K | 198.3K | -27% | -$19.41M |
| D | 2024-01-30 | 2024-01-26 | GD | Roualet Mark C. | EVP | M - OptEx | $135.85 | +73.3K | 222.5K | +49% | +$9.96M |
| D | 2024-01-30 | 2024-01-26 | GD | Roualet Mark C. | EVP | M - OptEx | $0.00 | -73.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-26 | S | D | 18,712 | $264.60 | 179,623 | D | — | — | (F2) Sale prices ranged from $263.99 to $264.975. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. |
| 2 | Common | Common Stock | 2024-01-26 | S | D | 21,030 | $265.59 | 158,593 | D | — | — | (F3) Sale prices ranged from $265.015 to $265.895. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. |
| 3 | Common | Common Stock | 2024-01-26 | M | A | 73,330 | $135.85 | 222,535 | D | — | — | |
| 4 | Common | Common Stock | 2024-01-26 | S | D | 9,388 | $266.59 | 149,205 | D | — | — | (F4) Sale prices ranged from $266.025 to $266.973. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. |
| 5 | Common | Common Stock | 2024-01-26 | S | D | 24,200 | $263.43 | 198,335 | D | — | — | (F1) Sale prices ranged from $262.935 to $263.89. Reporting Person will provide, upon request by the Commission staff, General Dynamics, or a General Dynamics shareholder, full information regarding the number of shares sold at each separate sales price. |
| 6 | Derivative | Stock Options | 2024-01-26 | M | D | 73,330 | $0.00 | 0 | D | $135.85 · — to 2026-03-01 | 73,330 Common Stock | (F6) Fifty percent became exercisable on 03/02/2018 and the remaining fifty percent became exercisable on 03/02/2019. |