Form 4 for CXM Sprinklr, Inc.
Accepted 2024-01-30 00:00:00 ET · period of report 2024-01-29 · accession 0001209191-24-002431 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-30 | 2024-01-29 | CXM | Thomas Ragy | CEO, Dir | S - Sale | $12.96 | -1,314 | 450.0K | -0.3% | -$17.0K |
| D | 2024-01-30 | 2024-01-29 | CXM | Thomas Ragy | CEO, Dir | C - Cnv Deriv | — | +1,314 | 451.3K | +0.3% | — |
| D | 2024-01-30 | 2024-01-29 | CXM | Thomas Ragy | CEO, Dir | C - Cnv Deriv | $0.00 | -1,314 | 29.36M | -0.0% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-01-29 | S | D | 1,314 | $12.96 | 449,956 | D | — | — | |
| 2 | Common | Class A Common Stock | 2024-01-29 | C | A | 1,314 | — | 451,270 | D | — | — | (F1) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. If the Reporting Person is terminated for cause, each share of Class B common stock will automatically convert to Class A Common Stock. |
| 3 | Derivative | Class B Common Stock | 2024-01-29 | C | D | 1,314 | $0.00 | 29,359,962 | D | — · — to — | 1,314 Class A Common Stock | (F1) Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Each share of Class B Common Stock will convert automatically into shares of Class A common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of Class B Common Stock, subject to certain exceptions specified in the Issuer's amended and restated certificate of incorporation; (2) the death of the Reporting Person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of Class B Common Stock represent less than 5.0% of the Issuer's then-outstanding Class A and Class B Common Stock to certain timing criteria. If the Reporting Person is terminated for cause, each share of Class B common stock will automatically convert to Class A Common Stock. |