Form 4 for DIOD DIODES INC /DEL/

Accepted 2024-02-02 00:00:00 ET · period of report 2024-02-01 · accession 0001209191-24-002686 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2024-02-02	2024-02-01	DIOD	LU KEH SHEW	CEO, Dir	A - Grant	$0.00	+50.0K	141.6K	+55%	$0
	2024-02-02	2024-02-01	DIOD	LU KEH SHEW	CEO, Dir	F - Tax	$67.69	-7,336	134.3K	-5%	-$496.6K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Diodes Incorporated Common Stock - Performance Stock Units	2024-02-01	A	A	25,000	$0.00	131,000	D	—	—	(F4) Each PSU represents a contingent right granted under the companys 2022 Equity Incentive Plan, a Rule 16b-3 Plan, to receive 1 share of Diodes Incorporated Common Stock. (F6) This number represents the target number of PSUs (Target Award) that will vest if the Target Performance is achieved. There is a threshold that provides for payment of 50% of the Target Award upon 80% achievement of the Target Performance and a maximum that provides for payment of 200% of the Target Award upon 120% achievement of the Target Performances. Between 80% and 100% and between 100% and 120% achievement of Target Performance, the Target Award will be decreased or increased on a pro rata basis, with no payout below 80% achievement and payout limited to 200% of the Target Award if the Target Performance exceeds 120%.
2	Common	Diodes Incorporated Common Stock	2024-02-01	A	A	25,000	$0.00	141,604	D	—	—	(F1) Restricted stock units vest in four equal installments beginning 02/01/2025. (F2) Granted under Rule 16b-3 Plan.
3	Common	Diodes Incorporated Common Stock	2024-02-01	F	D	7,336	$67.69	134,268	D	—	—