Form 4 for AEIS ADVANCED ENERGY INDUSTRIES INC
Accepted 2024-03-05 00:00:00 ET · period of report 2024-03-01 · accession 0001209191-24-004459 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-05 | 2024-03-01 | AEIS | Kelley Stephen Douglas | Pres, CEO, Dir | F - Tax | $101.20 | +8,004 | 86.0K | +10% | +$810.0K |
| DM | 2024-03-05 | 2024-03-01 | AEIS | Kelley Stephen Douglas | Pres, CEO, Dir | A - Grant | $0.00 | +62.7K | 31.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-01 | F | A | 8,004 | $101.20 | 85,957 | D | — | — | (F1) Payment of tax liability by withholding securities incident to vesting of restricted stock units. (F2) Represents 39,608 unvested restricted stock units and 46,349 shares of common stock. |
| 2 | Derivative | Restricted Stock Units | 2024-03-01 | A | A | 31,348 | $0.00 | 31,348 | D | $0.00 · — to — | 31,348 Common Stock | (F3) Employee restricted stock units granted 3/1/2024 under the Company's 2024 Long-Term Incentive Plan ("2024 LTI Plan"), which will vest in 3 equal installments beginning on the first anniversary of the grant date. |
| 3 | Derivative | Performance Units | 2024-03-01 | A | A | 31,348 | $0.00 | 31,348 | D | $0.00 · — to — | 31,348 Common Stock | (F4) These performance share awards were issued under the 2024 LTI Plan at 100% of target, have a 3-year vest period, and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled. |