Form 4 for MMI Marcus & Millichap, Inc.
Accepted 2024-03-12 00:00:00 ET · period of report 2024-03-10 · accession 0001209191-24-004801 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-12 | 2024-03-10 | MMI | DeGennaro Steven F. | EVP, CFO | M - OptEx | — | +11.4K | 18.2K | +165% | — |
| DM | 2024-03-12 | 2024-03-10 | MMI | DeGennaro Steven F. | EVP, CFO | F - Tax | $34.06 | -4,053 | 17.5K | -19% | -$138.0K |
| DM | 2024-03-12 | 2024-03-10 | MMI | DeGennaro Steven F. | EVP, CFO | M - OptEx | $0.00 | -11.4K | 10.0K | -53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-10 | M | A | 8,854 | — | 18,881 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2024-03-10 | F | D | 3,161 | $34.06 | 15,720 | D | — | — | |
| 3 | Common | Common Stock | 2024-03-10 | M | A | 2,500 | — | 18,220 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2024-03-10 | F | D | 892 | $34.06 | 17,482 | D | — | — | (F3) Includes 154 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan. |
| 5 | Derivative | Restricted Stock Units | 2024-03-10 | M | D | 8,854 | $0.00 | 26,564 | D | — · — to 2032-02-10 | 8,854 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F4) The restricted stock units vest in five equal annual installments beginning March 10, 2023. |
| 6 | Derivative | Restricted Stock Units | 2024-03-10 | M | D | 2,500 | $0.00 | 10,008 | D | — · — to 2033-02-09 | 2,500 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F5) The restricted stock units vest in five equal annual installments beginning March 10, 2024. |