Form 4 for MMI Marcus & Millichap, Inc.
Accepted 2024-03-12 00:00:00 ET · period of report 2024-03-10 · accession 0001209191-24-004803 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-12 | 2024-03-10 | MMI | Matricaria Richard D. | EVP, COO - Western Division | M - OptEx | — | +21.4K | 18.9K | New | — |
| DM | 2024-03-12 | 2024-03-10 | MMI | Matricaria Richard D. | EVP, COO - Western Division | F - Tax | $34.06 | -8,427 | 7,169 | -54% | -$287.0K |
| D | 2024-03-12 | 2024-03-12 | MMI | Matricaria Richard D. | EVP, COO - Western Division | S - Sale+OE | $33.32 | -9,500 | 7,078 | -57% | -$316.5K |
| DM | 2024-03-12 | 2024-03-10 | MMI | Matricaria Richard D. | EVP, COO - Western Division | M - OptEx | $0.00 | -21.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-10 | M | A | 1,376 | — | 4,939 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2024-03-10 | F | D | 2,064 | $34.06 | 16,578 | D | — | — | |
| 3 | Common | Common Stock | 2024-03-10 | M | A | 4,072 | — | 18,642 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2024-03-10 | F | D | 4,355 | $34.06 | 14,570 | D | — | — | |
| 5 | Common | Common Stock | 2024-03-12 | S | D | 9,500 | $33.32 | 7,078 | D | — | — | (F3) The range of prices for the shares of Common Stock is from $33.25 to $33.385. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price. |
| 6 | Common | Common Stock | 2024-03-10 | F | D | 492 | $34.06 | 4,447 | D | — | — | |
| 7 | Common | Common Stock | 2024-03-10 | M | A | 1,874 | — | 6,321 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 8 | Common | Common Stock | 2024-03-10 | F | D | 670 | $34.06 | 5,651 | D | — | — | |
| 9 | Common | Common Stock | 2024-03-10 | M | A | 2,364 | — | 8,015 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 10 | Common | Common Stock | 2024-03-10 | F | D | 846 | $34.06 | 7,169 | D | — | — | |
| 11 | Common | Common Stock | 2024-03-10 | M | A | 11,756 | — | 18,925 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 12 | Derivative | Restricted Stock Units | 2024-03-10 | M | D | 4,072 | $0.00 | 16,290 | D | — · — to 2033-02-09 | 4,072 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F8) The restricted stock units vest in five equal annual installments beginning March 10, 2024. |
| 13 | Derivative | Restricted Stock Units | 2024-03-10 | M | D | 11,756 | $0.00 | 35,276 | D | — · — to 2032-02-10 | 11,756 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F7) The restricted stock units vest in five equal annual installments beginning March 10, 2023. |
| 14 | Derivative | Restricted Stock Units | 2024-03-10 | M | D | 2,364 | $0.00 | 4,730 | D | — · — to 2031-02-11 | 2,364 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F6) The restricted stock units vest in five equal annual installments beginning March 10, 2022. |
| 15 | Derivative | Restricted Stock Units | 2024-03-10 | M | D | 1,874 | $0.00 | 1,878 | D | — · — to 2030-02-11 | 1,874 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F5) The restricted stock units vest in five equal annual installments beginning March 10, 2021. |
| 16 | Derivative | Restricted Stock Units | 2024-03-10 | M | D | 1,376 | $0.00 | 0 | D | — · — to 2029-02-13 | 1,376 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F4) The restricted stock units vest in five equal annual installments beginning March 10, 2020. |