Form 4 for RBA RB GLOBAL INC.
Accepted 2024-03-19 00:00:00 ET · period of report 2024-03-15 · accession 0001209191-24-004947 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-19 | 2024-03-15 | RBA | KESSLER JAMES FRANCIS | CEO | F - Tax | $69.55 | -16.1K | 86.1K | -16% | -$1.12M |
| DM | 2024-03-19 | 2024-03-15 | RBA | KESSLER JAMES FRANCIS | CEO | M - OptEx | — | +17.1K | 93.4K | +22% | — |
| D | 2024-03-19 | 2024-03-15 | RBA | KESSLER JAMES FRANCIS | CEO | A - Grant | $0.00 | +39.1K | 39.1K | New | $0 |
| DM | 2024-03-19 | 2024-03-15 | RBA | KESSLER JAMES FRANCIS | CEO | M - OptEx | $0.00 | -17.1K | 33.6K | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-03-15 | F | D | 8,801 | $64.83 | 76,287 | D | — | — | (F1) Tax Withholding on the 2021 PSUs and DERs that vested on February 24, 2024. |
| 2 | Common | Common Shares | 2024-03-15 | M | A | 16,892 | — | 93,179 | D | — | — | (F2) Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). (F3) Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. |
| 3 | Common | Common Shares | 2024-03-15 | M | A | 200 | — | 93,379 | D | — | — | (F2) Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). (F3) Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. |
| 4 | Common | Common Shares | 2024-03-15 | F | D | 7,275 | $75.26 | 86,104 | D | — | — | (F4) Tax Withholding on the 2023 RSUs and DERs that vested on March 15, 2024. |
| 5 | Derivative | Restricted Share Units (2024 RSUs) | 2024-03-15 | A | A | 39,116 | $0.00 | 39,116 | D | — · — to — | 39,116 Common Shares | (F5) Each RSU represents a contingent right to receive one RBA common share or the economic equivalent thereof. (F6) The RSUs vest in three equal annual installments beginning March 15, 2025. The common shares underlying vested RSUs will be released to the reporting person, net of tax. |
| 6 | Derivative | Dividend Equivalent Rights (2023 RSUs) | 2024-03-15 | M | D | 200 | $0.00 | 0 | D | — · — to — | 200 Common Shares | (F3) Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. |
| 7 | Derivative | Restricted Share Units (2023 RSUs) | 2024-03-15 | M | D | 16,892 | $0.00 | 33,585 | D | — · — to — | 16,892 Common Shares | (F3) Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. |