Form 4 for RBA RB GLOBAL INC.
Accepted 2024-03-19 00:00:00 ET · period of report 2024-03-15 · accession 0001209191-24-004949 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-19 | 2024-03-15 | RBA | CONCORS BARON | Chief Product, Tech. Off | M - OptEx | — | +2,921 | 29.8K | +11% | — |
| DM | 2024-03-19 | 2024-03-15 | RBA | CONCORS BARON | Chief Product, Tech. Off | F - Tax | $66.26 | -8,375 | 28.7K | -23% | -$554.9K |
| DM | 2024-03-19 | 2024-03-15 | RBA | CONCORS BARON | Chief Product, Tech. Off | M - OptEx | $0.00 | -2,921 | 5,741 | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2024-03-15 | M | A | 34 | — | 29,866 | D | — | — | (F2) Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). (F3) Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. |
| 2 | Common | Common Shares | 2024-03-15 | M | A | 2,887 | — | 29,832 | D | — | — | (F2) Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW"). (F3) Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. |
| 3 | Common | Common Shares | 2024-03-15 | F | D | 7,226 | $64.83 | 26,945 | D | — | — | (F1) Tax Withholding on the 2021 PSUs and DERs that vested on February 24, 2024. |
| 4 | Common | Common Shares | 2024-03-15 | F | D | 1,149 | $75.26 | 28,717 | D | — | — | (F4) Tax Withholding on the 2023 RSUs and DERs that vested on March 15, 2024. |
| 5 | Derivative | Dividend Equivalent Rights (2023 RSUs) | 2024-03-15 | M | D | 34 | $0.00 | 0 | D | — · — to — | 34 Common Shares | (F3) Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. |
| 6 | Derivative | Restricted Share Units (2023 RSUs) | 2024-03-15 | M | D | 2,887 | $0.00 | 5,741 | D | — · — to — | 2,887 Common Shares | (F3) Each RSU and DER represent a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on March 15, 2024, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable. |