Form 4 for FISI FINANCIAL INSTITUTIONS INC
Accepted 2024-03-21 00:00:00 ET · period of report 2024-03-19 · accession 0001209191-24-005027 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-21 | 2024-03-19 | FISI | Plants William Jack II | CFO | F - Tax | $18.29 | -1,288 | 3,830 | -25% | -$23.6K |
| D | 2024-03-21 | 2024-03-19 | FISI | Plants William Jack II | CFO | M - OptEx | — | +3,578 | 5,118 | +232% | — |
| DM | 2024-03-21 | 2024-03-19 | FISI | Plants William Jack II | CFO | M - OptEx | $0.00 | -3,578 | 0 | -100% | $0 |
| D | 2024-03-21 | 2024-03-19 | FISI | Plants William Jack II | CFO | A - Grant | $0.00 | +2,132 | 2,132 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-19 | F | D | 1,288 | $18.29 | 3,830 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-19 | M | A | 3,578 | — | 5,118 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of FISI common stock. |
| 3 | Derivative | Restricted Stock Unit | 2024-03-19 | M | D | 2,132 | $0.00 | 0 | D | — · 2024-03-19 to 2024-03-19 | 2,132 Common Stock | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 4 | Derivative | Restricted Stock Unit | 2024-03-19 | M | D | 1,446 | $0.00 | 0 | D | — · 2024-03-19 to 2024-03-19 | 1,446 Common Stock | (F3) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 5 | Derivative | Restricted Stock Unit | 2024-03-19 | A | A | 2,132 | $0.00 | 2,132 | D | — · 2024-03-19 to 2024-03-19 | 2,132 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of FISI common stock. |