Form 4 for FISI FINANCIAL INSTITUTIONS INC
Accepted 2024-03-21 00:00:00 ET · period of report 2024-03-19 · accession 0001209191-24-005028 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-21 | 2024-03-19 | FISI | Dumbleton Sonia Marie | SVP | M - OptEx | — | +1,012 | 8,410 | +14% | — |
| D | 2024-03-21 | 2024-03-19 | FISI | Dumbleton Sonia Marie | SVP | F - Tax | $18.29 | -417 | 7,993 | -5% | -$7,627 |
| D | 2024-03-21 | 2024-03-19 | FISI | Dumbleton Sonia Marie | SVP | A - Grant | $0.00 | +430 | 430 | New | $0 |
| DM | 2024-03-21 | 2024-03-19 | FISI | Dumbleton Sonia Marie | SVP | M - OptEx | $0.00 | -1,012 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-19 | M | A | 1,012 | — | 8,410 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of FISI common stock. |
| 2 | Common | Common Stock | 2024-03-19 | F | D | 417 | $18.29 | 7,993 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2024-03-19 | A | A | 430 | $0.00 | 430 | D | — · 2024-03-19 to 2024-03-19 | 430 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of FISI common stock. |
| 4 | Derivative | Restricted Stock Unit | 2024-03-19 | M | D | 582 | $0.00 | 0 | D | — · 2024-03-19 to 2024-03-19 | 582 Common Stock | (F2) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 5 | Derivative | Restricted Stock Unit | 2024-03-19 | M | D | 430 | $0.00 | 0 | D | — · 2024-03-19 to 2024-03-19 | 430 Common Stock | (F2) Restricted stock units convert into shares of common stock on a one-for-one basis. |