Form 4 for FISI FINANCIAL INSTITUTIONS INC
Accepted 2024-03-21 00:00:00 ET · period of report 2024-03-19 · accession 0001209191-24-005029 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-21 | 2024-03-19 | FISI | BIRMINGHAM MARTIN KEARNEY | Pres, CEO | M - OptEx | — | +16.3K | 128.6K | +15% | — |
| D | 2024-03-21 | 2024-03-19 | FISI | BIRMINGHAM MARTIN KEARNEY | Pres, CEO | F - Tax | $18.29 | -5,891 | 122.7K | -5% | -$107.7K |
| DM | 2024-03-21 | 2024-03-19 | FISI | BIRMINGHAM MARTIN KEARNEY | Pres, CEO | M - OptEx | $0.00 | -16.3K | 0 | -100% | $0 |
| D | 2024-03-21 | 2024-03-19 | FISI | BIRMINGHAM MARTIN KEARNEY | Pres, CEO | A - Grant | $0.00 | +9,742 | 9,742 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-19 | M | A | 16,346 | — | 128,623 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of FISI common stock. |
| 2 | Common | Common Stock | 2024-03-19 | F | D | 5,891 | $18.29 | 122,732 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2024-03-19 | M | D | 9,742 | $0.00 | 0 | D | — · 2024-03-19 to 2024-03-19 | 9,742 Common Stock | (F2) Restricted stock units convert into shares of common stock on a one-for-one basis. |
| 4 | Derivative | Restricted Stock Unit | 2024-03-19 | A | A | 9,742 | $0.00 | 9,742 | D | — · 2024-03-19 to 2024-03-19 | 9,742 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of FISI common stock. |
| 5 | Derivative | Restricted Stock Unit | 2024-03-19 | M | D | 6,604 | $0.00 | 0 | D | — · 2024-03-19 to 2024-03-19 | 6,604 Common Stock | (F2) Restricted stock units convert into shares of common stock on a one-for-one basis. |