Form 4 for OSS ONE STOP SYSTEMS, INC.
Accepted 2024-04-03 00:00:00 ET · period of report 2024-04-01 · accession 0001209191-24-005220 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-03 | 2024-04-01 | OSS | RAUN DAVID | Dir | M - OptEx | $2.15 | +14.0K | 425.6K | +3% | +$30.0K |
| DI | 2024-04-03 | 2024-04-01 | OSS | RAUN DAVID | Dir | M - OptEx | $0.00 | -14.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-01 | M | A | 13,953 | $2.15 | 425,597 | D | — | — | |
| 2 | Derivative | Warrant (right to buy) | 2024-04-01 | M | D | 13,953 | $0.00 | 0 | I By Trust | $2.15 · 2019-04-04 to 2024-04-04 | 13,953 Common Stock | (F1) The Warrant is held directly by the Raun Family Trust and indirectly by Dave Raun as Trustee of the Trust. |