Form 4 for WAL WESTERN ALLIANCE BANCORPORATION
Accepted 2024-03-19 00:00:00 ET · period of report 2024-03-15 · accession 0001212545-24-000094 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-19 | 2024-03-15 | WAL | Herndon Lynne | Chief Credit Off | D - Sale to Iss | $57.98 | -35 | 829 | -4% | -$2,029 |
| D | 2024-03-19 | 2024-03-15 | WAL | Herndon Lynne | Chief Credit Off | M - OptEx | — | +35 | 864 | +4% | — |
| D | 2024-03-19 | 2024-03-15 | WAL | Herndon Lynne | Chief Credit Off | M - OptEx | — | -35 | 1,207 | -3% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-15 | D | D | 35 | $57.98 | 829 | D | — | — | |
| 2 | Common | Common Stock | 2024-03-15 | M | A | 35 | — | 864 | D | — | — | (F1) These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. (F2) Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. |
| 3 | Derivative | Cash Settled Restricted Stock Units | 2024-03-15 | M | D | 35 | — | 1,207 | D | — · — to — | 35 Common Stock | (F2) Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. (F1) These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. |