Form 4 for WAL WESTERN ALLIANCE BANCORPORATION
Accepted 2024-06-18 00:00:00 ET · period of report 2024-06-15 · accession 0001212545-24-000192 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-18 | 2024-06-15 | WAL | Nachlas Emily | CRO | M - OptEx | — | +72 | 14.2K | +0.5% | — |
| D | 2024-06-18 | 2024-06-15 | WAL | Nachlas Emily | CRO | D - Sale to Iss | $58.61 | -72 | 14.1K | -0.5% | -$4,220 |
| D | 2024-06-18 | 2024-06-15 | WAL | Nachlas Emily | CRO | M - OptEx | — | -72 | 2,301 | -3% | — |
| D | 2024-06-18 | 2024-06-17 | WAL | Nachlas Emily | CRO | A - Grant | $0.00 | +4,187 | 4,187 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-15 | M | A | 72 | — | 14,156 | D | — | — | (F1) These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. (F2) Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. |
| 2 | Common | Common Stock | 2024-06-15 | D | D | 72 | $58.61 | 14,084 | D | — | — | |
| 3 | Derivative | Cash Settled Restricted Stock Units | 2024-06-15 | M | D | 72 | — | 2,301 | D | — · — to — | 72 Common Stock | (F2) Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. (F1) These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. |
| 4 | Derivative | Restricted Stock Units | 2024-06-17 | A | A | 4,187 | $0.00 | 4,187 | D | — · — to — | 4,187 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of WAL common stock. (F4) The restricted stock units are payable upon the Reporting Person's Qualified Retirement from the Company as described in the Plan documents. |