Form 4 for WAL WESTERN ALLIANCE BANCORPORATION
Accepted 2024-09-17 00:00:00 ET · period of report 2024-09-15 · accession 0001212545-24-000268 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-09-17 | 2024-09-15 | WAL | Bruckner Tim R | CBO for Regional Banking | M - OptEx | $0.00 | +158 | 26.6K | +0.6% | $0 |
| D | 2024-09-17 | 2024-09-15 | WAL | Bruckner Tim R | CBO for Regional Banking | D - Sale to Iss | $81.91 | -158 | 26.4K | -0.6% | -$12.9K |
| D | 2024-09-17 | 2024-09-15 | WAL | Bruckner Tim R | CBO for Regional Banking | M - OptEx | — | -158 | 4,589 | -3% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-15 | M | A | 158 | $0.00 | 26,575 | D | — | — | (F1) These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. (F2) Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. (F3) The reporting person's Form 4 filed on 8/19/2024 incorrectly reported that the reporting person directly owned 26,575 shares of common stock after the transactions reported in such Form 4, but the reporting person then directly owned 26,417 shares of common stock. |
| 2 | Common | Common Stock | 2024-09-15 | D | D | 158 | $81.91 | 26,417 | D | — | — | |
| 3 | Derivative | Cash Settled Restricted Stock Units | 2024-09-15 | M | D | 158 | — | 4,589 | D | — · — to — | 158 Common Stock | (F2) Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. (F1) These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning March 2024 and ending February 2027. |