Form 4 for WAL WESTERN ALLIANCE BANCORPORATION
Accepted 2025-02-10 00:00:00 ET · period of report 2025-02-06 · accession 0001212545-25-000063 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-02-10 | 2025-02-07+ | WAL | Kennedy Barbara | CHRO | F - Tax | $89.89 | -990 | 9,060 | -10% | -$89.0K |
| D | 2025-02-10 | 2025-02-06 | WAL | Kennedy Barbara | CHRO | A - Grant | $0.00 | +1,766 | 9,743 | +22% | $0 |
| DM | 2025-02-10 | 2025-02-06 | WAL | Kennedy Barbara | CHRO | A - Grant | $0.00 | +3,753 | 2,649 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-02-08 | F | D | 307 | $89.89 | 8,753 | D | — | — | |
| 2 | Common | Common Stock | 2025-02-07 | F | D | 683 | $89.89 | 9,060 | D | — | — | |
| 3 | Common | Common Stock | 2025-02-06 | A | A | 1,766 | $0.00 | 9,743 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2025-02-06 | A | A | 1,104 | $0.00 | 7,015 | D | — · — to — | 1,104 Common Stock | (F5) The number of restricted stock units beneficially owned by the reporting person following the transaction includes the reinvestment of WAL's quarterly dividends, which resulted in an additional 49 restricted stock units. (F3) Each restricted stock unit represents a contingent right to receive one share of WAL common stock. (F4) The restricted stock units are payable upon the Reporting Person's Qualified Retirement from the Company as described in the Plan documents. |
| 5 | Derivative | Cash Settled Restricted Stock Units | 2025-02-06 | A | A | 2,649 | — | 2,649 | D | — · — to — | 2,649 Common Stock | (F2) These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning February 2025 and ending January 2028. (F1) Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock. |