Form 4 for EVLV Evolv Technologies Holdings, Inc.
Accepted 2021-07-20 00:00:00 ET · period of report 2021-07-16 · accession 0001213900-21-037812 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-20 | 2021-07-16 | EVLV | Charlton Kevin M. | Dir | C - Cnv Deriv | $0.00 | +135.0K | 135.0K | New | $0 |
| DI | 2021-07-20 | 2021-07-20 | EVLV | Charlton Kevin M. | Dir | J - Other | $0.00 | -2.32M | 0 | -100% | $0 |
| DI | 2021-07-20 | 2021-07-16 | EVLV | Charlton Kevin M. | Dir | C - Cnv Deriv | $0.00 | +2.32M | 2.32M | New | $0 |
| DI | 2021-07-20 | 2021-07-16 | EVLV | Charlton Kevin M. | Dir | C - Cnv Deriv | $0.00 | -2.32M | 0 | -100% | $0 |
| DI | 2021-07-20 | 2021-07-16 | EVLV | Charlton Kevin M. | Dir | G - Gift | $0.00 | -379.3K | 2.32M | -14% | $0 |
| DI | 2021-07-20 | 2021-07-16 | EVLV | Charlton Kevin M. | Dir | J - Other | $0.00 | +172.5K | 2.70M | +7% | $0 |
| D | 2021-07-20 | 2021-07-16 | EVLV | Charlton Kevin M. | Dir | C - Cnv Deriv | $0.00 | -135.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-07-16 | C | A | 135,000 | $0.00 | 135,000 | D | — | — | |
| 2 | Common | Class A Common Stock | 2021-07-20 | J | D | 2,318,200 | $0.00 | 0 | I See Footnote | — | — | (F3) The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC. As of July 16, 2021, Kevin Charlton, Charles Goldman, and Marc Saointz were the managers of NewHold Industrial Technology Holdings LLC. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Industrial Technology Holdings LLC. |
| 3 | Common | Class A Common Stock | 2021-07-16 | C | A | 2,318,200 | $0.00 | 2,318,200 | I See Footnote | — | — | (F3) The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC. As of July 16, 2021, Kevin Charlton, Charles Goldman, and Marc Saointz were the managers of NewHold Industrial Technology Holdings LLC. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Industrial Technology Holdings LLC. |
| 4 | Derivative | Class B Common Stock | 2021-07-16 | C | D | 2,318,200 | $0.00 | 0 | I See Footnote | $0.00 · — to — | 2,318,200 Class A Common Stock | (F3) The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC. As of July 16, 2021, Kevin Charlton, Charles Goldman, and Marc Saointz were the managers of NewHold Industrial Technology Holdings LLC. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Industrial Technology Holdings LLC. (F2) As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. |
| 5 | Derivative | Class B Common Stock | 2021-07-16 | G | D | 379,300 | $0.00 | 2,318,200 | I See Footnote | $0.00 · — to — | 379,300 Class A Common Stock | (F3) The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC. As of July 16, 2021, Kevin Charlton, Charles Goldman, and Marc Saointz were the managers of NewHold Industrial Technology Holdings LLC. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Industrial Technology Holdings LLC. (F2) As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. |
| 6 | Derivative | Class B Common Stock | 2021-07-16 | J | A | 172,500 | $0.00 | 2,697,500 | I See Footnote | $0.00 · — to — | 172,500 Class A Common Stock | (F3) The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC. As of July 16, 2021, Kevin Charlton, Charles Goldman, and Marc Saointz were the managers of NewHold Industrial Technology Holdings LLC. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Industrial Technology Holdings LLC. (F2) As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. |
| 7 | Derivative | Class B Common Stock | 2021-07-16 | C | D | 135,000 | $0.00 | 0 | D | $0.00 · — to — | 135,000 Class A Common Stock | (F2) As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. |