Form 4 for FRMM FORUM MARKETS Inc

Accepted 2021-08-05 00:00:00 ET · period of report 2021-08-04 · accession 0001213900-21-040515 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-08-05	2021-08-04	FRMM	McGovern Jr. Donald A.	Dir	A - Grant	$7.56	+5,125	7,628	+205%	+$38.7K
D	2021-08-05	2021-08-04	FRMM	McGovern Jr. Donald A.	Dir	A - Grant	$0.00	+60.0K	60.0K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-08-04	A	A	5,125	$7.56	7,628	D	—	—	(F1) Issued in consideration for serving on the Board of Directors, as Chairman of the Audit and Compensation Committee of the Board of Directors, and as a member of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarters ended March 31, 2021 and June 30, 2021. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt from Section 16(b) pursuant to Rule 16b-3.
2	Derivative	Non-Qualified Stock Option (right to buy)	2021-08-04	A	A	60,000	$0.00	60,000	D	$7.56 · — to 2031-08-04	60,000 Common Stock	(F2) Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt from Section 16(b) of the Securities Exchange Act of 1934 pursuant to Rule 16b-3 promulgated under the Exchange Act. (F3) The Options vest at the rate of 1/48th of such options ratably on a monthly basis over the following 48 months following the grant date, on the last day of each calendar month (beginning on August 31, 2021), subject to the holder's continued service to the Company.