Form 4 for PSBD Palmer Square Capital BDC Inc.
Accepted 2021-10-18 00:00:00 ET · period of report 2021-10-01 · accession 0001213900-21-053278 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-10-18 | 2021-10-01 | PSBD | Alaris Capital, LLC | 10% | P - Purchase | $20.70 | +1.21M | 2.80M | +76% | +$25.00M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-01 | P | A | 1,207,729.47 | $20.70 | 2,804,392.74 | D | — | — | (F1) On October 1, 2021, the Reporting Person's subscription to purchase common stock of the Issuer was accepted. On October 14, 2021, the number of shares being purchased by the Reporting Person was fixed when the purchase price per share was determined by the Issuer. (F2) These shares are owned directly by Alaris Master Fund LP. Alaris Capital, LLC is the general partner of Alaris Master Fund LP and may be deemed to be an indirect beneficial owner of the reported securities. |