Form 4 for CURI CuriosityStream Inc.

Accepted 2021-11-03 00:00:00 ET · period of report 2021-02-22 · accession 0001213900-21-056457 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2021-11-03	2021-02-22	CURI	Hendricks Factual Media LLC	10%	J - Other	$10.04	-13.5K	21.36M	-0.1%	-$135.5K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-02-22	J	D	13,492	$10.04	21,356,188	D	—	—	(F1) 1,030,448 shares were unintentionally omitted from the reporting person's original Form 3 filed on October 15, 2020. These 1,030,448 shares were being held in escrow and were subject to forfeiture during the one-year period following the merger of the company formerly known as CuriosityStream, Inc. ("Legacy CuriosityStream") with and into the Issuer (the "Merger") to satisfy indemnification obligations and final working capital calculations. At the effective time of the Merger, each share of Legacy CuriosityStream common stock issued and outstanding immediately prior to the effective time was converted into the right to receive 0.62622713 of a share of the Issuer's common stock and each share of Legacy CuriosityStream preferred stock issued and outstanding immediately prior to the effective time was converted into the right to receive 1.202259922 of a share of the Issuer's common stock, with fractional shares rounded to the nearest whole share. The 1,016,956 indemnification escrow shares were released from escrow to the reporting person on October 18, 2021. The 21,356,188 shares being reported by the reporting person on this Form 4 reflect the release of the 1,016,956 indemnification escrow shares to the reporting person and the forfeiture of the 13,492 working capital escrow shares as reported herein.