Form 4 for RILY BRC Group Holdings, Inc.
Accepted 2021-11-04 00:00:00 ET · period of report 2021-11-03 · accession 0001213900-21-056601 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-04 | 2021-06-30 | RILY | Young Kenneth M | Pres | A - Grant | $64.18 | +331 | 155.3K | +0.2% | +$21.2K | |
| I | 2021-11-04 | 2021-11-03 | RILY | Young Kenneth M | Pres | P - Purchase | $78.31 | +1,000 | 17.1K | +6% | +$78.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-06-30 | A | A | 331 | $64.18 | 155,276 | D See Note | — | — | (F1) Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). (F3) Held of record by the Kenneth M. Young Revocable Trust U/A 5/8/15. |
| 2 | Common | Common Stock | 2021-11-03 | P | A | 1,000 | $78.31 | 17,100 | I | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $78.27 to $78.33. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |