Form 4 for BEATW HeartBeam, Inc.
Accepted 2021-11-15 00:00:00 ET · period of report 2021-11-11 · accession 0001213900-21-059715 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-11-15 | 2021-11-11 | BEATW | Ortigas-Wedekind Marga | Dir | M - OptEx | $4.20 | +7,824 | 7,824 | New | +$32.9K |
| DI | 2021-11-15 | 2021-11-11 | BEATW | Ortigas-Wedekind Marga | Dir | P - Purchase | $5.99 | +9,000 | 16.8K | +115% | +$53.9K |
| DI | 2021-11-15 | 2021-11-11 | BEATW | Ortigas-Wedekind Marga | Dir | A - Grant | $6.00 | +9,000 | 9,000 | New | +$54.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-11 | M | A | 7,824 | $4.20 | 7,824 | I See Footnote | — | — | (F1) Represents shares purchased from conversion of convertible note, principal and interest of $32,861. (F2) The underlying common stock is held by the Wedekind Living Trust, of which the Reporting Person is the trustee. |
| 2 | Common | Common Stock | 2021-11-11 | P | A | 9,000 | $5.99 | 16,824 | I See Footnote | — | — | (F2) The underlying common stock is held by the Wedekind Living Trust, of which the Reporting Person is the trustee. |
| 3 | Derivative | Warrant (right to buy) | 2021-11-11 | A | A | 9,000 | $6.00 | 9,000 | I See Footnote | — · 2021-11-11 to 2026-11-11 | 9,000 Common Stock | (F4) The underlying warrant is held by the Wedekind Living Trust, of which the Reporting Person is the trustee. (F3) The underlying warrant granted to the reporting person represents the right to purchase one share of common stock of HeartBeam, Inc. |