Form 4 for BEATW HeartBeam, Inc.
Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-11 · accession 0001213900-21-059742 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-11-16 | 2021-11-11 | BEATW | Hunt Jon Patrick | Chief Business Off | M - OptEx | $4.20 | +24.0K | 24.0K | New | +$100.7K |
| D | 2021-11-16 | 2021-11-12 | BEATW | Hunt Jon Patrick | Chief Business Off | A - Grant | $0.00 | +87.0K | 87.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-11 | M | A | 23,976 | $4.20 | 23,976 | I See footnote | — | — | (F1) Represents shares purchased from conversion of convertible note, principal and interest of $100,699. (F2) The underlying common stock is held by Jon P and Christine M Hunt. |
| 2 | Derivative | Common Stock Option (right to buy) | 2021-11-12 | A | A | 87,000 | $0.00 | 87,000 | D | $4.25 · — to 2031-09-15 | 87,000 Common Stock | (F3) The option will vest and become exercisable with respect to 25% of the shares on the first anniversary of the vesting commencement date September 15, 2021 and one forty-eighth (1/48th) of the shares subject to the option shall vest each calendar month thereafter on the same day of the month as the vesting commencement date, such that 100% of the shares subject to the option will be fully vested and exercisable on August 15, 2025. |