Form 4 for SPRU SPRUCE POWER HOLDING CORP
Accepted 2021-12-02 00:00:00 ET · period of report 2021-12-01 · accession 0001213900-21-063164 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-02 | 2021-12-01 | SPRU | Tech Eric M. | CEO, Dir | A - Grant | $0.00 | +132.0K | 132.0K | New | $0 |
| D | 2021-12-02 | 2021-12-01 | SPRU | Tech Eric M. | CEO, Dir | A - Grant | $0.00 | +421.9K | 421.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-01 | A | A | 132,029 | $0.00 | 132,029 | D | — | — | (F1) The securities awarded are in the form of restricted stock units (RSUs) that each represent a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued service through the vesting dates, 25% of these RSUs will vest on the first anniversary of the grant date, and the remaining 75% of the RSUs will vest in substantially equal quarterly installments over the next three years following such first anniversary. |
| 2 | Derivative | Stock Option (right to buy) | 2021-12-01 | A | A | 421,905 | $0.00 | 421,905 | D | $4.09 · — to 2021-12-01 | 421,905 Common Stock | (F2) Subject to the reporting person's continued service through the vesting dates, 25% of these options will vest on the first anniversary of the grant date, and the remaining 75% of these options will vest in substantially equal monthly installments over the next three years following such first anniversary. |