Form 4 for REFI Chicago Atlantic Real Estate Finance, Inc.
Accepted 2021-12-10 00:00:00 ET · period of report 2021-12-08 · accession 0001213900-21-064798 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-12-10 | 2021-12-08 | REFI | Papastavrou Jason D | Dir | P - Purchase | $16.00 | +5,000 | 5,000 | New | +$80.0K | |
| 2021-12-10 | 2021-12-10 | REFI | Papastavrou Jason D | Dir | A - Grant | $0.00 | +4,688 | 9,688 | +94% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-08 | P | A | 5,000 | $16.00 | 5,000 | D | — | — | (F1) All of the shares held by Mr. Papastavrou are subject to a 180-day lockup that ends on June 5, 2022. |
| 2 | Common | Common Stock | 2021-12-10 | A | A | 4,688 | $0.00 | 9,688 | D | — | — | (F2) On December 10, 2021, Mr. Papastavrou was awarded 4,688 restricted shares of common stock under the Chicago Atlantic Real Estate Finance, Inc. 2021 Omnibus Incentive Plan. Pursuant to the terms of the award agreement, the 4,688 restricted shares of common stock will vest in three years, with one-third of the restricted stock vesting after 12 months, and one-twenty fourth of the restricted stock vesting on a monthly basis thereafter. |