Form 4 for REFI Chicago Atlantic Real Estate Finance, Inc.
Accepted 2021-12-10 00:00:00 ET · period of report 2021-12-07 · accession 0001213900-21-064812 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-12-10 | 2021-12-08 | REFI | Mazarakis John | Exec. COB, Dir | P - Purchase | $16.00 | +5,000 | 5,000 | New | +$80.0K |
| 2021-12-10 | 2021-12-07 | REFI | Mazarakis John | Exec. COB, Dir | P - Purchase | $16.00 | +156.2K | 156.2K | New | +$2.50M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-08 | P | A | 5,000 | $16.00 | 5,000 | I | — | — | (F4) All of the shares held by Mr. Mazarakis are subject to a 180-day lockup that ends on June 5, 2022. |
| 2 | Common | Common Stock | 2021-12-07 | P | A | 156,250 | $16.00 | 156,250 | D By spouse | — | — | (F1) On December 7, 2021, Mr. Mazarakis purchased 156,250 shares in a private placement offering concurrent with Chicago Atlantic Real Estate Finance, Inc.'s initial public offering. (F4) All of the shares held by Mr. Mazarakis are subject to a 180-day lockup that ends on June 5, 2022. |