Form 4 for FRMM FORUM MARKETS Inc
Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-08 · accession 0001213900-21-064981 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-13 | 2021-12-09 | FRMM | Feldmann Marc | Dir | P - Purchase | $4.07 | +50.0K | 2.81M | +2% | +$203.5K |
| D | 2021-12-13 | 2021-12-08 | FRMM | Feldmann Marc | Dir | A - Grant | $3.95 | +5,536 | 2.76M | +0.2% | +$21.9K |
| D | 2021-12-13 | 2021-12-08 | FRMM | Feldmann Marc | Dir | A - Grant | $0.00 | +25.0K | 25.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-09 | P | A | 50,000 | $4.07 | 2,809,930 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $4.05 to $4.10. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2021-12-08 | A | A | 5,536 | $3.95 | 2,759,930 | D | — | — | (F2) Represents shares of common stock issued in consideration for a net of $21,870 of compensation owed to the Reporting Person after the deduction for taxes for services rendered to the Company as a member of the Board of Directors. |
| 3 | Derivative | Stock Option (Right to Buy) | 2021-12-08 | A | A | 25,000 | $0.00 | 25,000 | D | $3.95 · 2021-12-08 to 2031-12-08 | 25,000 Common Stock |