Form 4 for LUCK Lucky Strike Entertainment Corp
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001213900-21-066026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-17 | 2021-12-15 | LUCK | Isos Acquisition Sponsor LLC | Former 10% holder | D - Sale to Iss | — | -1.93M | 3.89M | -33% | — |
| D | 2021-12-17 | 2021-12-15 | LUCK | Isos Acquisition Sponsor LLC | Former 10% holder | M - OptEx | $0.00 | +5.81M | 5.81M | New | $0 |
| D | 2021-12-17 | 2021-12-15 | LUCK | Isos Acquisition Sponsor LLC | Former 10% holder | M - OptEx | $0.00 | +5.81M | 0 | New | $0 |
| D | 2021-12-17 | 2021-12-15 | LUCK | Isos Acquisition Sponsor LLC | Former 10% holder | A - Grant | $1.50 | +3.96M | 3.96M | New | +$5.95M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock | 2021-12-15 | D | D | 1,925,855 | — | 3,888,781 | D | — | — | (F1) As described in the Issuer's registration statement on Form S-1 (File No. 333-252283), under the heading "Description of securities - Founder shares", upon consummation of the Issuer's initial business combination and waiver of anti-dilution rights in connection with the conversion, the shares of Class B common stock converted into shares of Class A common stock on a one-for-one basis. The Issuer's initial business combination was consummated on December 15, 2021. Upon closing of its initial business combination, the Reporting Person forfeited 1,925,855 shares of Class A common stock for cancellation by the Issuer. (F2) George Barrios and Michelle Wilson are the managing members of the Reporting Person and having voting and investment discretion with respect to the securities held by the Reporting Person. As such, Mr. Barrios and Ms. Wilson may be deemed to possess beneficial ownership of the securities held directly by the Reporting Person. Mr. Barrios and Ms. Wilson disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. |
| 2 | Common | Class A common stock | 2021-12-15 | M | A | 5,814,636 | $0.00 | 5,814,636 | D | — | — | (F1) As described in the Issuer's registration statement on Form S-1 (File No. 333-252283), under the heading "Description of securities - Founder shares", upon consummation of the Issuer's initial business combination and waiver of anti-dilution rights in connection with the conversion, the shares of Class B common stock converted into shares of Class A common stock on a one-for-one basis. The Issuer's initial business combination was consummated on December 15, 2021. Upon closing of its initial business combination, the Reporting Person forfeited 1,925,855 shares of Class A common stock for cancellation by the Issuer. (F2) George Barrios and Michelle Wilson are the managing members of the Reporting Person and having voting and investment discretion with respect to the securities held by the Reporting Person. As such, Mr. Barrios and Ms. Wilson may be deemed to possess beneficial ownership of the securities held directly by the Reporting Person. Mr. Barrios and Ms. Wilson disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. |
| 3 | Derivative | Class B common stock | 2021-12-15 | M | A | 5,814,636 | $0.00 | 0 | D | — · — to — | 5,814,636 Class A common stock | (F1) As described in the Issuer's registration statement on Form S-1 (File No. 333-252283), under the heading "Description of securities - Founder shares", upon consummation of the Issuer's initial business combination and waiver of anti-dilution rights in connection with the conversion, the shares of Class B common stock converted into shares of Class A common stock on a one-for-one basis. The Issuer's initial business combination was consummated on December 15, 2021. Upon closing of its initial business combination, the Reporting Person forfeited 1,925,855 shares of Class A common stock for cancellation by the Issuer. (F2) George Barrios and Michelle Wilson are the managing members of the Reporting Person and having voting and investment discretion with respect to the securities held by the Reporting Person. As such, Mr. Barrios and Ms. Wilson may be deemed to possess beneficial ownership of the securities held directly by the Reporting Person. Mr. Barrios and Ms. Wilson disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. |
| 4 | Derivative | Warrants | 2021-12-15 | A | A | 3,963,458 | $1.50 | 3,963,458 | D | $11.50 · — to — | 3,963,458 Class A common stock | (F3) These warrants were issued and sold by the Issuer to the Sponsor in a private placement that closed concurrently with the closing of the Issuer's initial public offering, on March 5, 2021. The warrants will become exercisable on March 5, 2021, which is 12 months from the closing of the Issuer's initial public offering. The warrants will expire on December 15, 2026, which is five years after the completion of the Issuer's initial business combination, or earlier upon redemption or liquidation. Each whole warrant will entitle the holder thereof to purchase one share of Class A common stock as a price of $11.50 per share (subject to adjustment). These warrants are being reported as having been acquired on December 15, 2021, due to satisfaction of a condition precedent through the closing of the initial business combination. (F2) George Barrios and Michelle Wilson are the managing members of the Reporting Person and having voting and investment discretion with respect to the securities held by the Reporting Person. As such, Mr. Barrios and Ms. Wilson may be deemed to possess beneficial ownership of the securities held directly by the Reporting Person. Mr. Barrios and Ms. Wilson disclaim any beneficial ownership of the reported securities other than to the extent of any pecuniary interest they may have therein, directly or indirectly. |