Form 4 for PWP Perella Weinberg Partners
Accepted 2022-01-11 00:00:00 ET · period of report 2022-01-07 · accession 0001213900-22-001607 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-01-11 | 2022-01-07 | PWP | COHEN DANIEL G | Dir | J - Other | $0.00 | -57.9K | 12.0K | -83% | $0 |
| 2022-01-11 | 2022-01-07 | PWP | COHEN DANIEL G | Dir | J - Other | $0.00 | +57.9K | 67.0K | +639% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-01-07 | J | A | 647,530 | $0.00 | 781,132 | I | — | — | |
| 2 | Common | Class A Common Stock | 2022-01-07 | J | D | 57,923 | $0.00 | 11,951 | I By FinTech Masala Advisors IV, LLC | — | — | (F2) Represents shares held directly by Masala. The reporting person is a member of Masala. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Masala, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. |
| 3 | Common | Class A Common Stock | 2022-01-07 | J | A | 57,923 | $0.00 | 66,993 | D By FinTech Masala Advisors IV, LLC | — | — | (F3) Represents shares held directly by Masala. DGC Family FinTech Trust (the "Trust") is a member of Masala. The children of the reporting person are beneficiaries of the Trust. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose |
| 4 | Common | Class A Common Stock | 2022-01-07 | J | D | 647,530 | $0.00 | 133,602 | I By FinTech Masala Holdings, LLC | — | — | (F8) Represents shares held directly by Masala LLC, Holdings, and Masala. Manager HoldCo is the sole member of Masala LLC. Each of Holdings and Masala is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. The Trust owns one-third of Manager HoldCo. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose. |
| 5 | Common | Class A Common Stock | 2022-01-07 | J | A | 57,923 | $0.00 | 57,923 | I By FinTech Masala Holdings, LLC | — | — | (F5) Represents shares held directly by Holdings and Masala, each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"), which, in turn, is indirectly owned by FinTech Masala Holdings, LLC ("Manager HoldCo"). The reporting person owns one-third of Manager HoldCo. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. |
| 6 | Common | Class A Common Stock | 2022-01-07 | J | D | 647,530 | $0.00 | 133,603 | I By FinTech Masala Holdings, LLC | — | — | (F6) Represents shares held directly by FinTech Masala, LLC ("Masala LLC"), Holdings, and Masala. Manager HoldCo is the sole member of Masala LLC. Each of Holdings and Masala is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. The reporting person owns one-third of Manager HoldCo. The amount reported consists of the reporting person's pecuniary interest therein. The reporting person disclaims beneficial ownership of any other securities held directly by Masala LLC, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose. |
| 7 | Common | Class A Common Stock | 2022-01-07 | J | A | 647,530 | $0.00 | 781,133 | I By FinTech Masala Holdings, LLC | — | — | (F7) Represents shares held directly by Holdings and Masala, each of which is managed by Manager, which, in turn, is indirectly owned by Manager HoldCo. The Trust owns one-third of Manager HoldCo. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Holdings and Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose. |
| 8 | Common | Class A Common Stock | 2022-01-07 | J | D | 57,923 | $0.00 | 11,951 | I By DGC Family FinTech Trust | — | — | (F4) Represents shares held directly by the Trust. The children of the reporting person are beneficiaries of the Trust. The amount reported consists of the Trust's pecuniary interest therein. Each of the reporting person and the Trust disclaims beneficial ownership of any other securities held directly by Masala, except to the extent of his or its respective pecuniary interest therein, and this report shall not be deemed an admission that the reporting person or the Trust is the beneficial owner of such securities for any other purpose. |