Form 4 for PWP Perella Weinberg Partners
Accepted 2022-01-11 00:00:00 ET · period of report 2022-01-07 · accession 0001213900-22-001609 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-01-11 | 2022-01-07 | PWP | FinTech Masala Holdings, LLC | 10% | J - Other | $0.00 | -5.46M | 658.2K | -89% | $0 |
| DI | 2022-01-11 | 2022-01-07 | PWP | FinTech Masala Holdings, LLC | 10% | J - Other | $0.00 | -203.3K | 0 | -100% | $0 |
| D | 2022-01-11 | 2022-01-07 | PWP | FinTech Masala Holdings, LLC | 10% | J - Other | $0.00 | +3 | 3 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-01-07 | J | D | 2,266,613 | $0.00 | 341,804 | I By FinTech Investor Holdings IV, LLC | — | — | (F2) Represents shares held directly by Holdings and Masala, each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala. |
| 2 | Common | Class A Common Stock | 2022-01-07 | J | D | 3,190,054 | $0.00 | 658,196 | I By FinTech Masala Advisors IV, LLC | — | — | (F2) Represents shares held directly by Holdings and Masala, each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala. |
| 3 | Derivative | Warrants | 2022-01-07 | J | D | 203,333 | $0.00 | 0 | I By FinTech Investor Holdings IV, LLC | $11.50 · 2021-09-29 to 2026-06-24 | 203,333 Class A Common Stock | (F2) Represents shares held directly by Holdings and Masala, each of which is managed by Cohen Sponsor Interests IV, LLC ("Manager"). FinTech Masala, LLC ("Masala LLC") is the sole member of Manager. FinTech Masala Holdings, LLC ("Masala Holdings") is the sole member of Masala LLC. As a result, each of Manager, Masala LLC, and Masala Holdings shares voting and investment power over the shares held directly by Holdings and Masala. |
| 4 | Derivative | Warrants | 2022-01-07 | J | A | 3 | $0.00 | 3 | D | $11.50 · 2021-09-29 to 2026-06-24 | 3 Class A Common Stock |