Form 4 for RILY BRC Group Holdings, Inc.
Accepted 2022-03-02 00:00:00 ET · period of report 2022-02-28 · accession 0001213900-22-010268 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-03-02 | 2021-06-30 | RILY | KELLEHER THOMAS J /ADV | Co-CEO | A - Grant | $64.18 | +331 | 298.3K | +0.1% | +$21.2K | |
| I | 2022-03-02 | 2022-02-28 | RILY | KELLEHER THOMAS J /ADV | Co-CEO | P - Purchase | $58.64 | +4,300 | 24.3K | +22% | +$252.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-06-30 | A | A | 331 | $64.18 | 298,300 | D See note | — | — | (F1) Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). (F3) Held by self-directed IRA: Thomas John Kelleher IRA. |
| 2 | Common | Common Stock | 2022-02-28 | P | A | 4,300 | $58.64 | 24,300 | I | — | — | (F2) These transactions were executed in multiple trades at prices ranging from $58.64 to $58.69. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |