Form 4 for AUID authID Inc.
Accepted 2022-03-23 00:00:00 ET · period of report 2022-03-21 · accession 0001213900-22-014521 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-23 | 2022-03-21 | AUID | Gorriz Michael A | Dir | A - Grant | $3.22 | +311 | 311 | New | +$1,001 |
| D | 2022-03-23 | 2022-03-21 | AUID | Gorriz Michael A | Dir | A - Grant | — | 0 | 27.0K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.0001 par value | 2022-03-21 | A | A | 311 | $3.22 | 311 | D | — | — | (F3) Upon acquiring the Senior Secured Convertible Note, the reporting person was issued an origination fee in shares of common stock equal to 1.0% of the original principal amount of the reporting person's Senior Secured Convertible Notes with the value of each such share being the arithmetic average of the volume weighted average price of the Common Stock for each of the ten trading days immediately preceding the effective date. |
| 2 | Derivative | Senior Secured Convertible Note | 2022-03-21 | A | A | — | $100,000.00 | 27,027 | D | $3.70 · 2022-03-21 to 2025-03-21 | 27,027 Common Stock, $0.0001 par value per share |