Form 4 for CTOS Custom Truck One Source, Inc.
Accepted 2022-04-05 00:00:00 ET · period of report 2021-05-17 · accession 0001213900-22-018291 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-04-05 | 2021-05-17+ | CTOS | Energy Capital Partners Management, LP | Dir, 10% | M - OptEx | $3.42 | +93.6K | 120.8K | +345% | +$320.0K |
| DI | 2022-04-05 | 2021-05-17 | CTOS | Energy Capital Partners Management, LP | Dir, 10% | F - Tax | $9.74 | -32.9K | 107.1K | -23% | -$320.0K |
| DMI | 2022-04-05 | 2021-05-17+ | CTOS | Energy Capital Partners Management, LP | Dir, 10% | M - OptEx | $0.00 | -93.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-05-17 | M | A | 80,000 | $4.00 | 140,000 | I See footnotes | — | — | (F5) ECP ControlCo, LLC ("ECP ControlCo") is the managing member of ECP III GP LLC and the sole member of ECP Management GP, LLC. As a result, ECP ControlCo may be deemed to share beneficial ownership of the securities beneficially owned by ECP III GP LLC and ECP Management GP, LLC. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. (F1) Represents securities held directly by Energy Capital Partners Management, LP ("ECP Management"). ECP Management GP, LLC is the general partner of ECP Management and may be deemed to share beneficial ownership of the securities held by ECP Management. |
| 2 | Common | Common Stock | 2022-04-01 | M | A | 13,631 | $0.00 | 120,779 | I See footnotes | — | — | (F2) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F5) ECP ControlCo, LLC ("ECP ControlCo") is the managing member of ECP III GP LLC and the sole member of ECP Management GP, LLC. As a result, ECP ControlCo may be deemed to share beneficial ownership of the securities beneficially owned by ECP III GP LLC and ECP Management GP, LLC. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. (F1) Represents securities held directly by Energy Capital Partners Management, LP ("ECP Management"). ECP Management GP, LLC is the general partner of ECP Management and may be deemed to share beneficial ownership of the securities held by ECP Management. |
| 3 | Common | Common Stock | 2021-05-17 | F | D | 32,852 | $9.74 | 107,148 | I See footnotes | — | — | (F5) ECP ControlCo, LLC ("ECP ControlCo") is the managing member of ECP III GP LLC and the sole member of ECP Management GP, LLC. As a result, ECP ControlCo may be deemed to share beneficial ownership of the securities beneficially owned by ECP III GP LLC and ECP Management GP, LLC. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. (F1) Represents securities held directly by Energy Capital Partners Management, LP ("ECP Management"). ECP Management GP, LLC is the general partner of ECP Management and may be deemed to share beneficial ownership of the securities held by ECP Management. |
| 4 | Derivative | Stock Option | 2021-05-17 | M | D | 80,000 | $0.00 | 0 | I See footnotes | $4.00 · 2021-04-01 to 2030-06-11 | 80,000 Common Stock | (F5) ECP ControlCo, LLC ("ECP ControlCo") is the managing member of ECP III GP LLC and the sole member of ECP Management GP, LLC. As a result, ECP ControlCo may be deemed to share beneficial ownership of the securities beneficially owned by ECP III GP LLC and ECP Management GP, LLC. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. (F1) Represents securities held directly by Energy Capital Partners Management, LP ("ECP Management"). ECP Management GP, LLC is the general partner of ECP Management and may be deemed to share beneficial ownership of the securities held by ECP Management. |
| 5 | Derivative | Restricted Stock Unit | 2022-04-01 | M | D | 13,631 | $0.00 | 0 | I See footnotes | — · — to — | 13,631 Common Stock | (F5) ECP ControlCo, LLC ("ECP ControlCo") is the managing member of ECP III GP LLC and the sole member of ECP Management GP, LLC. As a result, ECP ControlCo may be deemed to share beneficial ownership of the securities beneficially owned by ECP III GP LLC and ECP Management GP, LLC. The managing members of ECP ControlCo are Douglas Kimmelman, Andrew Singer, Peter Labbat, Tyler Reeder and Rahman D'Argenio all of whom collectively share the power to vote and dispose of the securities beneficially owned by ECP ControlCo. Each such individual disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. (F1) Represents securities held directly by Energy Capital Partners Management, LP ("ECP Management"). ECP Management GP, LLC is the general partner of ECP Management and may be deemed to share beneficial ownership of the securities held by ECP Management. (F3) Represents securities held directly by 21,238,988 shares held by NESCO Holdings, LP and 4,500,000 shares held by ECP Cardinal Holdings, LP (F6) The restricted stock units vested in full on April 1, 2022. |