Form 4 for FRMM FORUM MARKETS Inc
Accepted 2022-05-23 00:00:00 ET · period of report 2022-05-19 · accession 0001213900-22-028976 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-05-23 | 2022-05-19 | FRMM | Gold Lawrence Marshall | Dir | A - Grant | $1.36 | +10.6K | 22.0K | +92% | +$14.4K |
| D | 2022-05-23 | 2022-05-19 | FRMM | Gold Lawrence Marshall | Dir | A - Grant | $0.00 | +15.0K | 15.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-19 | A | A | 10,570 | $1.36 | 22,028 | D | — | — | (F1) Issued in consideration for serving on the Board of Directors, as a Member of the Audit and Compensation Committee of the Board of Directors, and as Chairman of the Nominating and Corporate Governance Committee of the Board of Directors, for the quarter ended March 31, 2022. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3. |
| 2 | Derivative | Non-Qualified Stock Option (right to buy) | 2022-05-19 | A | A | 15,000 | $0.00 | 15,000 | D | $1.36 · — to 2032-05-19 | 15,000 Common Stock | (F2) Granted in consideration for services rendered and to be rendered as a member of the Board of Directors. Granted under the registrant's 2020 Omnibus Incentive Plan. Exempt pursuant to Rule 16b-3. (F3) The Options vest at the rate of 1/39th of such options ratably on a monthly basis over the following 39 months following the grant date, on the last day of each calendar month (beginning on May 31, 2022), subject to the holder's continued service to the Company. |