Form 4 for RILY BRC Group Holdings, Inc.
Accepted 2022-05-26 00:00:00 ET · period of report 2022-05-24 · accession 0001213900-22-029794 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-05-26 | 2022-05-24 | RILY | Ahn Phillip J. | CFO, COO | F - Tax | $49.56 | -5,332 | 202.5K | -3% | -$264.3K | |
| M | 2022-05-26 | 2021-06-30+ | RILY | Ahn Phillip J. | CFO, COO | A - Grant | $0.9493 | +22.4K | 185.8K | +14% | +$21.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-24 | F | D | 5,332 | $49.56 | 202,509 | D | — | — | (F3) Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 24, 2019 and May 21, 2020. |
| 2 | Common | Common Stock | 2022-05-24 | A | A | 22,048 | $0.00 | 207,841 | D | — | — | (F2) Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2023, June 2, 2024 and June 2, 2025. |
| 3 | Common | Common Stock | 2021-06-30 | A | A | 331 | $64.18 | 185,793 | D | — | — | (F1) Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |