Form 4 for AUID authID Inc.
Accepted 2022-07-05 00:00:00 ET · period of report 2022-06-30 · accession 0001213900-22-037225 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-07-05 | 2022-06-30 | AUID | Broenniman Philip R | Dir | M - OptEx | $2.99 | +9,149 | 353.1K | +3% | +$27.4K |
| 2022-07-05 | 2022-06-30 | AUID | Broenniman Philip R | Dir | M - OptEx | $2.99 | +915 | 174.0K | +0.5% | +$2,736 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.0001 par value | 2022-06-30 | M | A | 9,149 | $2.99 | 353,087 | I | — | — | (F5) The reporting person received 9,149 shares of common stock at a per share price of $2.99 as payment of interest for the quarter ended June 30, 2022 associated with the Senior Secured Convertible Note dated March 21, 2022. |
| 2 | Common | Common Stock, $.0001 par value | 2022-06-30 | M | A | 915 | $2.99 | 173,973 | D See footnote | — | — | (F4) The reporting person received 915 shares of common stock at a per share price of $2.99 as payment of interest for the quarter ended June 30, 2022 associated with the Senior Secured Convertible Note dated March 21, 2022. (F1) Mr. Broenniman is the Managing Partner of Varana Capital, LLC ("Varana Capital"), which, in turn, is the investment manager of and has dispositive control over the shares held by Varana Capital Focused, LP ("VCFLP"). By virtue of these relationships, in addition to the shares he holds personally, Mr. Broenniman may be deemed to beneficially own the shares held by Varana Capital Focused, LP. |