Form 4 for KITT Nauticus Robotics, Inc.
Accepted 2022-09-13 00:00:00 ET · period of report 2022-09-09 · accession 0001213900-22-055763 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-13 | 2022-09-09 | KITT | Radford Nicolaus | CEO, Dir | A - Grant | $0.00 | +2.96M | 2.96M | New | $0 |
| D | 2022-09-13 | 2021-12-16 | KITT | Radford Nicolaus | CEO, Dir | A - Grant | $0.00 | +537.0K | 537.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-09 | A | A | 2,956,456 | $0.00 | 2,956,456 | D | — | — | (F1) The securities were acquired in connection with the business combination of CleanTech Acquisition Corp. ("CLAQ"), CleanTech Merger Sub, Inc., a wholly owned subsidiary of CLAQ, and Nauticus Robotics, Inc., dated December 16, 2021 and consummated on September 9, 2022. |
| 2 | Derivative | Employee Stock Options (Right to Buy) | 2021-12-16 | A | A | 536,992 | $0.00 | 536,992 | D | $2.50 · — to 2031-12-16 | 536,992 Common Stock | (F2) Employee stock options were initially granted on December 16, 2021 under the 2015 Equity Incentive Plan. 25% of the options are exercisable on December 16, 2022, with the remainder being exercisable pro rata over the subsequent 36 months. |