Form 4 for SAR SARATOGA INVESTMENT CORP.
Accepted 2022-12-08 00:00:00 ET · period of report 2022-12-05 · accession 0001213900-22-078558 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-12-08 | 2022-12-05+ | SAR | Oberbeck Christian L | CEO, Dir, 10% | G - Gift | $0.00 | -10.9K | 682.2K | -2% | $0 |
| I | 2022-12-08 | 2022-12-05 | SAR | Oberbeck Christian L | CEO, Dir, 10% | G - Gift | $0.00 | +6,312 | 38.7K | +20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-05 | G | D | 4,208 | $0.00 | 688,544 | D By children | — | — | |
| 2 | Common | Common Stock | 2022-12-06 | G | D | 379 | $0.00 | 681,853 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-05 | G | A | 6,312 | $0.00 | 38,653 | I | — | — | |
| 4 | Common | Common Stock | 2022-12-05 | G | D | 6,312 | $0.00 | 682,232 | D | — | — |