Form 4 for SIEB SIEBERT FINANCIAL CORP
Accepted 2022-12-16 00:00:00 ET · period of report 2022-12-14 · accession 0001213900-22-080586 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-12-16 | 2022-12-14 | SIEB | Gebbia John M. | Member of 10% owner group | G - Gift | $0.00 | -40.0K | 2.01M | -2% | $0 | |
| MI | 2022-12-16 | 2022-12-14 | SIEB | Gebbia John M. | Member of 10% owner group | G - Gift | $0.00 | -20.0K | 17.54M | -0.1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value per share | 2022-12-14 | G | D | 40,000 | $0.00 | 2,009,091 | D See footnote | — | — | (F1) The Reporting Person gifted 40,000 shares of Issuer common stock to family members included in the Reporting Person's indirect ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. (F2) The Reporting Person gifted 40,000 shares of Issuer common stock to family members included in the Reporting Person's indirect ownership. These family members also received a total of 40,000 shares of Issuer common stock in a gift from another family member. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |
| 2 | Common | Common Stock, $0.01 par value per share | 2022-12-14 | G | A | 80,000 | $0.00 | 118,000 | I Control Group | — | — | (F3) The Reporting Person is part of a control group consisting of family members of the Reporting Person. Shares of Issuer common stock were gifted to family members of people within the control group, the net effect of which resulted in a decrease of 100,000 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |
| 3 | Common | Common Stock, $0.01 par value per share | 2022-12-14 | G | D | 100,000 | $0.00 | 17,539,200 | I | — | — |