Form 4 for ONDS Ondas Inc.
Accepted 2022-12-20 00:00:00 ET · period of report 2022-12-15 · accession 0001213900-22-081528 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-20 | 2022-12-15+ | ONDS | SOOD JASPREET K | Dir | M - OptEx | $0.00 | +12.6K | 16.4K | +329% | $0 |
| DM | 2022-12-20 | 2022-12-15+ | ONDS | SOOD JASPREET K | Dir | S - Sale+OE | $1.82 | -6,115 | 11.4K | -35% | -$11.1K |
| DM | 2022-12-20 | 2022-12-15+ | ONDS | SOOD JASPREET K | Dir | M - OptEx | $0.00 | -12.6K | 1,250 | -91% | $0 |
| D | 2022-12-20 | 2022-12-19 | ONDS | SOOD JASPREET K | Dir | A - Grant | $0.00 | +32.4K | 32.4K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-15 | M | A | 1,250 | $0.00 | 8,750 | D | — | — | (F1) Represents shares of Ondas Holdings Inc. (the "Company") common stock received upon vesting of Restricted Stock Units ("RSUs"). |
| 2 | Common | Common Stock | 2022-12-15 | M | A | 6,362 | $0.00 | 15,112 | D | — | — | (F1) Represents shares of Ondas Holdings Inc. (the "Company") common stock received upon vesting of Restricted Stock Units ("RSUs"). |
| 3 | Common | Common Stock | 2022-12-19 | S | D | 2,444 | $1.83 | 13,997 | D | — | — | (F2) These shares were sold by the Issuer to fund tax liability attributable to the vesting of the RSUs. |
| 4 | Common | Common Stock | 2022-12-19 | M | A | 5,000 | $0.00 | 16,441 | D | — | — | (F1) Represents shares of Ondas Holdings Inc. (the "Company") common stock received upon vesting of Restricted Stock Units ("RSUs"). |
| 5 | Common | Common Stock | 2022-12-15 | S | D | 3,671 | $1.81 | 11,441 | D | — | — | (F2) These shares were sold by the Issuer to fund tax liability attributable to the vesting of the RSUs. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.5820 to $1.8512, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 6 | Derivative | Restricted Stock Units | 2022-12-15 | M | D | 1,250 | $0.00 | 0 | D | — · — to — | 1,250 Common Stock | (F4) Each RSU represents a contingent right to receive one share of common stock, par value $0.0001 per share, of the Company. (F7) These RSUs were granted on January 25, 2021 and vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control. In connection with the vesting of these RSUs, 1,250 shares of common stock were delivered to the reporting person on December 15, 2022. |
| 7 | Derivative | Restricted Stock Units | 2022-12-15 | M | D | 6,362 | $0.00 | 0 | D | — · — to — | 6,362 Common Stock | (F4) Each RSU represents a contingent right to receive one share of common stock, par value $0.0001 per share, of the Company. (F8) These RSUs were granted on November 5, 2021 and vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control. In connection with the vesting of these RSUs, 6,362 shares of common stock were delivered to the reporting person on December 15, 2022. |
| 8 | Derivative | Restricted Stock Units | 2022-12-19 | A | A | 32,432 | $0.00 | 32,432 | D | — · — to — | 32,432 Common Stock | (F4) Each RSU represents a contingent right to receive one share of common stock, par value $0.0001 per share, of the Company. (F5) These RSUs vest in four successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control. |
| 9 | Derivative | Restricted Stock Units | 2022-12-19 | M | D | 5,000 | $0.00 | 1,250 | D | — · — to — | 5,000 Common Stock | (F4) Each RSU represents a contingent right to receive one share of common stock, par value $0.0001 per share, of the Company. (F6) These RSUs were granted on January 25, 2021 and vest in eight successive equal quarterly installments with the first vesting date commencing on the first day of the next calendar quarter, provided that the reporting person is a director of the Company on the applicable vesting dates. All RSUs granted to the reporting person shall vest in full immediately upon a change in control. In connection with the vesting of these RSUs, 5,000 shares of common stock were delivered to the reporting person on December 19, 2022. |