Form 4 for ALMU Aeluma, Inc.
Accepted 2023-01-13 00:00:00 ET · period of report 2022-12-22 · accession 0001213900-23-002815 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-01-13 | 2022-12-22 | ALMU | Tompkins Mark N. | 10% | P - Purchase | $3.00 | +83.3K | 2.72M | +3% | +$250.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock, par value $0.0001 per share | 2022-12-22 | P | A | 83,333 | $3.00 | 2,715,833 | D | — | — | (F1) These shares were purchased in the closing of the Issuer's private placement offering held on December 22, 2022. |