Form 4 for RILY BRC Group Holdings, Inc.
Accepted 2023-02-10 00:00:00 ET · period of report 2023-02-08 · accession 0001213900-23-010293 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-10 | 2022-12-30 | RILY | WEITZMAN HOWARD | SVP, CAO | A - Grant | $29.07 | +575 | 30.5K | +2% | +$16.7K |
| D | 2023-02-10 | 2023-02-08 | RILY | WEITZMAN HOWARD | SVP, CAO | F - Tax | $39.60 | -2,101 | 48.4K | -4% | -$83.2K |
| D | 2023-02-10 | 2023-02-08 | RILY | WEITZMAN HOWARD | SVP, CAO | M - OptEx | — | +20.0K | 50.5K | +66% | — |
| D | 2023-02-10 | 2023-02-08 | RILY | WEITZMAN HOWARD | SVP, CAO | M - OptEx | $0.00 | -20.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-30 | A | A | 575 | $29.07 | 30,473 | D | — | — | (F1) Represents shares acquired under the provisions of the B. Riley Financial, Inc. 2018 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). |
| 2 | Common | Common Stock | 2023-02-08 | F | D | 2,101 | $39.60 | 48,372 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-08 | M | A | 20,000 | — | 50,473 | D | — | — | (F2) Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date. |
| 4 | Derivative | Performance Restricted Stock Units | 2023-02-08 | M | D | 20,000 | $0.00 | 0 | D | — · — to — | 20,000 Common Stock | (F2) Each performance restricted stock unit represented the right to receive a share of Common Stock following the Issuer achieving a certain Total Shareholder Return within three (3) years of the grant date. |