InsiderTrades

Form 4 for RILY BRC Group Holdings, Inc.

Accepted 2023-03-07 00:00:00 ET · period of report 2023-03-07 · accession 0001213900-23-018133 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
MI 2023-03-07 2023-03-07 RILY RILEY BRYANT R COB, Co-CEO, Dir, 10% P - Purchase $40.58 +11.5K 17.5K +190% +$466.7K
2023-03-07 2023-03-07 RILY RILEY BRYANT R COB, Co-CEO, Dir, 10% P - Purchase $40.45 +7,500 6.58M +0.1% +$303.4K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2023-03-07 P A 1,000 $40.58 17,538 I UTMA account of A.R. — — (F1) These transactions were executed in multiple trades at prices ranging from $40.275 to $41.00. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. (F8) The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. (F5) The shares are held for A.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
2 Common Common Stock 2023-03-07 P A 7,500 $40.58 207,500 I — — (F1) These transactions were executed in multiple trades at prices ranging from $40.275 to $41.00. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
3 Common Common Stock 2023-03-07 P A 1,000 $40.58 17,537 I By the Robert Antin Children Irrevocable Trust — — (F1) These transactions were executed in multiple trades at prices ranging from $40.275 to $41.00. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. (F9) Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). The Reporting Person, as Trustee of the Trust, may be deemed to beneficially own the shares held by the Trust.
4 Common Common Stock 2023-03-07 P A 1,000 $40.56 17,538 I UTMA account of E.R. — — (F1) These transactions were executed in multiple trades at prices ranging from $40.275 to $41.00. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. (F8) The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. (F6) The shares are held for E.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
5 Common Common Stock 2023-03-07 P A 1,000 $40.58 17,538 I UTMA account of C.R. — — (F1) These transactions were executed in multiple trades at prices ranging from $40.275 to $41.00. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. (F8) The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. (F4) The shares are held for C.R., the child of the Reporting Person, through a custodial account established pursuant to the UTMA for which the Reporting Person serves as custodian.
6 Common Common Stock 2023-03-07 P A 7,500 $40.45 6,582,668 D UTMA account of S.R. — — (F1) These transactions were executed in multiple trades at prices ranging from $40.275 to $41.00. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. (F2) Bryant R. Riley (the "Reporting Person") beneficially owns these shares directly or jointly with his wife. (F8) The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. (F3) The shares are held for S.R., the child of the Reporting Person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the Reporting Person serves as custodian.