Form 4 for AUID authID Inc.
Accepted 2023-03-21 00:00:00 ET · period of report 2022-09-30 · accession 0001213900-23-021767 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-03-21 | 2022-09-30+ | AUID | Gorriz Michael A | Dir, Resigned 3, 9, 23 | M - OptEx | $2.99 | +1,630 | 2,041 | +397% | +$4,874 |
| DM | 2023-03-21 | 2023-03-09 | AUID | Gorriz Michael A | Dir, Resigned 3, 9, 23 | D - Sale to Iss | $5.44 | -41.2K | 41.7K | -50% | -$224.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.0001 par value per share | 2023-01-03 | M | A | 815 | $2.99 | 2,856 | D | — | — | (F2) The reporting person received shares of common stock as payment of interest for each quarter associated with the Senior Secured Convertible Note dated March 21, 2022. |
| 2 | Common | Common Stock, $0.0001 par value per share | 2022-09-30 | M | A | 815 | $2.99 | 2,041 | D | — | — | (F2) The reporting person received shares of common stock as payment of interest for each quarter associated with the Senior Secured Convertible Note dated March 21, 2022. |
| 3 | Derivative | Stock Options | 2023-03-09 | D | D | 20,397 | $3.03 | 14,569 | D | $3.03 · 2022-09-20 to 2032-09-20 | 20,397 Common Stock, $0.0001 par value per share | (F1) Represents lapse of options on resignation as Director. |
| 4 | Derivative | Stock Options | 2023-03-09 | D | D | 20,833 | $7.80 | 41,667 | D | $7.80 · 2021-06-09 to 2031-06-09 | 20,833 Common Stock, $0.0001 par value per share | (F1) Represents lapse of options on resignation as Director. |