Form 4 for BE Bloom Energy Corp

Accepted 2023-03-27 00:00:00 ET · period of report 2023-03-23 · accession 0001213900-23-023185 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2023-03-27	2023-03-23	BE	SK ecoplant Co., Ltd.	10%	C - Cnv Deriv	$23.05	+13.49M	13.49M	New	+$310.98M
DI	2023-03-27	2023-03-23	BE	SK ecoplant Co., Ltd.	10%	C - Cnv Deriv	$0.00	-13.49M	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Series B Redeemable Convertible Preferred Stock	2023-03-23	C	A	13,491,701	$23.05	13,491,701	I Held by Econovation, LLC	—	—	(F1) Represents the exercise by SK ecoplant Co., Ltd. of its right to purchase 13,194,701 shares of Series B Redeemable Convertible Preferred Stock of Bloom Energy Corporation. The Series B Redeemable Convertible Preferred Stock may be converted into Class A Common Stock at any time prior to, but no later than, the date six months after issuance. (F2) Represents indirect ownership via Econonvation, LLC, of which SK ecoplant Co., Ltd. is Econovation, LLC's managing member.
2	Derivative	Stock Options (Right to Buy)	2023-03-23	C	D	13,491,701	$0.00	0	I Held by Econovation, LLC	$0.00 · — to —	13,491,701 Series B Redeemable Convertible Stock	(F1) Represents the exercise by SK ecoplant Co., Ltd. of its right to purchase 13,194,701 shares of Series B Redeemable Convertible Preferred Stock of Bloom Energy Corporation. The Series B Redeemable Convertible Preferred Stock may be converted into Class A Common Stock at any time prior to, but no later than, the date six months after issuance. (F2) Represents indirect ownership via Econonvation, LLC, of which SK ecoplant Co., Ltd. is Econovation, LLC's managing member.