Form 4 for CTOS Custom Truck One Source, Inc.
Accepted 2023-04-04 00:00:00 ET · period of report 2021-03-18 · accession 0001213900-23-027291 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-04 | 2021-03-18+ | CTOS | BARRETT RAYMOND TODD | CAO | M - OptEx | $0.00 | +14.4K | 22.6K | +174% | $0 |
| DM | 2023-04-04 | 2022-12-31+ | CTOS | BARRETT RAYMOND TODD | CAO | F - Tax | $6.64 | -3,005 | 15.2K | -17% | -$20.0K |
| DM | 2023-04-04 | 2021-03-18+ | CTOS | BARRETT RAYMOND TODD | CAO | M - OptEx | $0.00 | -14.4K | 15.3K | -48% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-03-18 | M | A | 1,667 | $0.00 | 11,070 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 2 | Common | Common Stock | 2022-03-18 | M | A | 1,667 | $0.00 | 12,737 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2022-12-31 | M | A | 3,126 | $0.00 | 15,863 | D | — | — | (F2) Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2023-04-01 | F | D | 1,846 | $6.79 | 20,775 | D | — | — | (F3) Shares withheld to satisfy tax obligations arising out of vesting of the Reporting Person's performance stock units. |
| 5 | Common | Common Stock | 2023-03-18 | M | A | 1,667 | $0.00 | 16,824 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 6 | Common | Common Stock | 2023-03-18 | F | D | 453 | $6.54 | 16,371 | D | — | — | (F3) Shares withheld to satisfy tax obligations arising out of vesting of the Reporting Person's performance stock units. |
| 7 | Common | Common Stock | 2023-04-01 | M | A | 6,250 | $0.00 | 22,621 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| 8 | Common | Common Stock | 2022-12-31 | F | D | 706 | $6.32 | 15,157 | D | — | — | (F3) Shares withheld to satisfy tax obligations arising out of vesting of the Reporting Person's performance stock units. |
| 9 | Derivative | Restricted Stock Unit | 2021-03-18 | M | D | 1,667 | $0.00 | 5,000 | D | — · — to — | 1,667 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F4) The restricted stock units vest in four equal, annual installments beginning on March 18, 2021. |
| 10 | Derivative | Restricted Stock Unit | 2022-03-18 | M | D | 1,667 | $0.00 | 3,333 | D | — · — to — | 1,667 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F4) The restricted stock units vest in four equal, annual installments beginning on March 18, 2021. |
| 11 | Derivative | Restricted Stock Unit | 2023-04-01 | M | D | 6,250 | $0.00 | 12,500 | D | — · — to — | 6,250 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F6) The restricted stock units vest in four equal annual installments beginning on April 1, 2022. |
| 12 | Derivative | Performance Stock Unit | 2022-12-31 | M | D | 938 | $0.00 | 6,562 | D | — · — to — | 938 Common Stock | (F2) Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. (F5) Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions. |
| 13 | Derivative | Restricted Stock Unit | 2023-03-18 | M | D | 1,667 | $0.00 | 1,666 | D | — · — to — | 1,667 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. (F4) The restricted stock units vest in four equal, annual installments beginning on March 18, 2021. |
| 14 | Derivative | Performance Stock Unit | 2022-12-31 | M | D | 2,188 | $0.00 | 15,312 | D | — · — to — | 2,188 Common Stock | (F2) Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. (F5) Each performance stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance stock units will vest based on the attainment of certain performance conditions. |