Form 4 for SIEB SIEBERT FINANCIAL CORP
Accepted 2023-04-12 00:00:00 ET · period of report 2023-04-10 · accession 0001213900-23-029150 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-04-12 | 2023-04-10 | SIEB | Gebbia John M. | Member of 10% owner group | S - Sale | $1.85 | -100.0K | 17.44M | -0.6% | -$185.0K |
| 2023-04-12 | 2023-04-10 | SIEB | Gebbia John M. | Member of 10% owner group | S - Sale | $1.85 | -100.0K | 1.91M | -5% | -$185.0K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.01 par value per share | 2023-04-10 | S | D | 100,000 | $1.85 | 17,439,200 | I | — | — | |
| 2 | Common | Common Stock, $0.01 par value per share | 2023-04-10 | S | D | 100,000 | $1.85 | 1,909,091 | D Control Group | — | — | (F1) The Reporting Person sold 100,000 shares of Issuer common stock in a private sale. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. (F2) The Reporting Person is part of a control group consisting of family members of the Reporting Person. The Reporting person sold 100,000 shares of Issuer common which resulted in a decrease of 100,000 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |