Form 4 for KITT Nauticus Robotics, Inc.
Accepted 2023-04-13 00:00:00 ET · period of report 2023-04-11 · accession 0001213900-23-029657 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-13 | 2023-04-11 | KITT | Kasmani Dilshad | Chief LAO | M - OptEx | — | +72.0K | 72.0K | New | — |
| D | 2023-04-13 | 2023-04-11 | KITT | Kasmani Dilshad | Chief LAO | M - OptEx | $0.00 | -72.0K | 72.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-11 | M | A | 72,010 | — | 72,010 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. |
| 2 | Derivative | RSU | 2023-04-11 | M | D | 72,010 | $0.00 | 72,011 | D | — · — to — | 72,010 Common Stock | (F1) Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. (F2) On October 7, 2022, the reporting person was granted 144,021 RSUs, vesting in two equal annual installments on April 11 of each of 2023 and 2024. |